JD, CFP®, RFC / President, Financial Advisor
(888) 256-6855 ext.4
As an attorney and nationally known financial advisor, Katherine is uniquely qualified to work with doctors and their numerous, complicated financial issues.
Katherine grew up in a medical family. “I observed my own parents moving from being extremely comfortable financially to almost bankrupt, after my parents made a few bad financial choices,” Katherine said.
“The first thing I learned,” she explained, “Was no matter how educated you are, we all need help with issues outside our area of expertise.” The second thing: “I wanted to make sure other doctors and their families, didn’t suffer the way mine did when the bottom fell out of our finances.”
Katherine uses her legal background to address issues of concern to many doctors: how to protect their assets from frivolous suits and how to reduce their taxes now, during retirement and for their heirs.
“The statistic I am proudest of is our referral rate,” Katherine explained. “Last year over 90% of our new clients came as referrals from our existing clients. We know that doctors don’t refer their colleagues to just anyone, so we are very grateful for their vote of confidence and the trust they have placed in us.”
A Certified Financial Planner®, Katherine has written three books and almost 100 Published articles. She has received the 5 Star Professional Wealth Manager Award (1) three times!
In 1989 Katherine became Vice President and Officer of the IDS Mutual Fund Group, where she was legal counsel to the independent directors, including former POTUS President Gerald Ford. Later she created two ethics programs for American Express. She has also served on the CFP® Board of Ethics.
Some of the top financial firms in the country have engaged Katherine to help their advisors. That list includes: American Express, ING/Voya, Merrill Lynch, H&R Block, Financial Planning Association, Northwestern Mutual, Charles Schwab, State Farm, LPL, John Hancock and others.
Katherine and her husband/business partner, Peter, have three adult children with whom she loves to spend time. Katherine is also dedicated to a healthy lifestyle and enjoys activities such as kickboxing and kettlebells to stay in shape.
CRPC® / Chief Investment Officer, Financial Advisor
(888) 256-6855 ext.3
With over a decade of financial planning experience, Josh has worked on more than 450 doctors’ financial plans. “It’s very hard to find a doctor’s situation I haven’t seen before,” says Josh. This is only a snapshot of the expertise Josh brings to MD Financial. When he is not meeting with doctors Josh oversees the portfolio management for the firm.
Josh is committed to helping all of our doctors feel more secure about their financial future. “In order to do that I know it takes not only the educational training of my profession, but also attention to detail, an understanding of the unique circumstances and stressors our doctors face, and clear communication of a complex financial world. A strong level of service is very important to our doctors, and we are happy to help them,” Josh explains. With sharp organizational skills and a critical eye to detail, Josh works diligently with all of our teams to coordinate and deliver that exceptional level of service.
Josh previously worked with Ameriprise Financial Advisor’s #2 nationally ranked team. He recently got recognized in Medical Economics for Financial Adviser for Doctor’s in 2017-2018. When not working, Josh enjoys skiing, getting out on the lakes, mountain biking, and doing Brazilian Jiu Jitsu to stay in shape.
Lead Client Service Manager
Intrigued by the specialization and expertise of MD Financial, Tara joined the team in March 2017. She graduated from the University of Minnesota Duluth with a Bachelor of Business Administration in Finance as well as minors in Financial Planning and Psychology. While attending school, she was the Co-President of UMD’s Financial Planning Club.
Tara is also pursuing the CFP® Designation in order to further her expertise in the Financial Planning Industry. She has a passion for education planning and being an advocate for women in the financial industry. In her spare time Tara enjoys traveling, relaxing at her cabin in Northern Wisconsin, and spending time with her family and pets.
Client Service Manager
Ben started his career working with two Fortune 100 companies in a financial advisory capacity. Impressed by the process driven approach to serving the medical market, he made the switch to MD Financial in May of 2018.
Ben brings with him a history of integrity and commitment to delivering clients a top-notch experience. He is passionate about empowering clients to achieve their financial goals and life ambitions. Ben holds his Series 6, 63, and 65 as well as Life and Health Insurance licenses.
Ben earned a Bachelor of Arts in Public Communication with a minor in Economics from the University of Wisconsin-La Crosse. He is a Chanhassen native and moved back to Minnesota after 6 years of living and working in Wisconsin.
In his free time, Ben enjoys anything outdoors, any sport that
involves a board, and cheering on the Minnesota Vikings.
Client Service Manager Associate
Captivated by the high level of excellence and professionalism of MD Financial, Katie joined the team in March 2018. As an administrative assistant, Katie works to support the firm in all aspects to ensure a fantastic experience for our clients. Her passion for helping people aligns seamlessly with the client-focused and team-focused principles of the company.
Katie graduated from Arizona State University with a degree in Communications and a concentration in health and wellness. In her spare time she enjoys running, practicing yoga and spending quality time with family and friends.
Kaitlin, interested in the team atmosphere of MD Financial, joined the firm in November of 2018. In her role as an administrative assistant, Kaitlin creates individualized experiences for clients and sees that their expectations are met from the moment they finish a meeting with our advisors until they meet with our advisors again.
She earned bachelor’s degrees in English and Advertising from Drake University in May of 2018 and desired to learn something new which landed her here. Her favorite thing about MD Financial is the willingness of her co-workers in helping her learn and grow in the finance industry. Out of the office, Kaitlin enjoys being outdoors with her two dogs, traveling, and watching sports.
Client Service Manager Supervisor
Chris joined the firm with 20 years of experience in client services, efficiencies excellence, operations and multi-million dollar inventory management. She was drawn to MD Financial because of our passion and dedication to improving and protecting the livelihood and financial security of our clients. Chris joined MD Financial in December 2016 as an intricate part of our insurance team while assisting with all aspects of client support.
Chris loves to spend her personal time with her husband, children, and grandkids. She also enjoys traveling, reading, and as much time boating as our Minnesota summers allow.
Office General Manager
Alyssa is the backbone of MD Financial. Her exceptionally high standards ensure consistent progress toward company and employee goals, but most importantly our clients’ financial goals.
Alyssa graduated from Rasmussen College with a degree in Business Management. Beyond work, she loves to spend time with her husband, two boys, and the rest of her family.
Sarah joined the MD Financial family in March of 2018, attracted by MD Financial’s passion for success with their clients. She was completely blown away by the immense background of knowledge within the company’s employees, and the wide variety of services they provide.
Sarah graduated from the University of North Dakota with a Bachelor’s in Communications, emphasizing in Marketing, as well as a Visual Arts degree. In her free time, Sarah loves playing board games with her husband, drawing, and spending time with her family.
Impressed by the high caliber of talent on the MD Financial team and the client-focused (not product-focused) views of the company, Victoria came on board in 2012. As Finance Controller, she manages all of the company’s financial matters. With 20+ years of financial management experience, Victoria has played an essential role in MD Financial’s thriving business.
In her free time Victoria loves spending time at her cabin in Northern Minnesota with her husband, children, grandchildren and friends.
See the MD Financial team competing in the 2018 Tough Mudder
Our team is not afraid to get their hands dirty! They work hard in and out of the office.
(1) To receive the Five Star Wealth Manager award, a wealth manager must satisfy 10 objective eligibility and evaluation criteria that are associated with wealth managers who provide quality services to their clients. Factors taken into account include assets under management and client retention rate. Candidates also undergo a thorough regulatory and complaint review.
Five Star Professional:
Conducts comprehensive research
Recognizes service professionals
Partners with leading city/regional magazines
Helps award winners gain the recognition they deserve
(2) This paid directory is a yearly feature. It grants Medical Economics readers access to advisers with special experience in meeting the unique financial goals and challenges of physicians.
(3) Finance & Commerce has been honoring Minnesota’s Top Women in Finance each year since 2001.The honors recognize the outstanding efforts of women in Minnesota who are making noteworthy contributions to their professions, their communities and society at large.